-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IPmQaJY9M9568gz2QVJw/z8wLuqpQvLXvf7t9x5jFZWYMxhZunES31uSb6nPwUq2 6xKYxS9S7BDptx19SDyQKQ== 0001034864-97-000001.txt : 19970310 0001034864-97-000001.hdr.sgml : 19970310 ACCESSION NUMBER: 0001034864-97-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970307 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KVH INDUSTRIES INC \DE\ CENTRAL INDEX KEY: 0001007587 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 050402589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48005 FILM NUMBER: 97552695 BUSINESS ADDRESS: STREET 1: 110 ENTERPRISE CENTER CITY: MIDDLETOWN STATE: RI ZIP: 02842 BUSINESS PHONE: 4018473327 MAIL ADDRESS: STREET 1: 110 ENTERPRISE CENTER CITY: MIDDLETOWN STATE: RI ZIP: 02842 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWAROVSKI DANIEL CENTRAL INDEX KEY: 0001034864 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SWAROVSKISTRASSE 18 STREET 2: WATTENS CITY: AUSTRIA BUSINESS PHONE: 0114352235110 MAIL ADDRESS: STREET 1: SWAROVSKISTRASSE 18A STREET 2: WATTENS CITY: AUSTRIA SC 13G 1 FORM 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- SCHEDULE 13G (RULE 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )1 KVH Industries, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 482738 10 0 (CUSIP Number) ----------------- ------------------------------------ --------------------------------- CUSIP No. 482738 10 0 13G Page 2 of 6 Pages ------------------------------------ --------------------------------- -------------------------------------- --------------------------------- CUSIP No. 482738 10 0 13G Page 5 of 6 Pages -------------------------------------- --------------------------------- - --------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Daniel Swarovski - --------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GRROUP (a)|_| (b)|_| - --------- --------------------------------------------------------------------- 3 SEC USE ONLY - --------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Austria - ----------------------- ------ ------------------------------------------------ 5 NUMBER OF SOLE VOTING POWER SHARES 480,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH See Note A ------ ------------------------------------------------ 6 SHARED VOTING POWER N/A ------ ------------------------------------------------ 7 SOLE DISPOSITIVE POWER 480,000 ------ ------------------------------------------------ 8 SHARED DISPOSITIVE POWER - --------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 480,000 - --------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - --------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.9% - --------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IN - --------- --------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Note A:Information as to beneficial ownership is given as of December 31, 1996. Item 1(a). Name of Issuer: KVH Industries, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 110 Enterprise Center Middletown, RI 02840 Item 2(a). Name of Persons Filing: Daniel Swarovski Item 2(b). Address of Principal Business Office or, If None, Residence: Swarovskistrasse 18A Wattens, Austria Item 2(c). Citizenship: Austria Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value per share Item 2(e). CUSIP Number: 482738 10 0 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. (a) |_| Broker or dealer registered under Section 15 of the Act; (b) |_| Bank as defined in Section 3(a)(6) of the Act; (c) |_| Insurance Company as defined in Section 3(a)(19) of the Act, - ------------------------------------------------------------------------------- (d) |_|Investment Company registered under Section 8 of the Investment Company Act; - ------------------------------------------------------------------------------- (e) |_| Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940; (f) |_| Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; (g) |_| Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); (h) |_| Group, in accordance with Rule 13d-1(b)(l)(ii)(H). Item 4. Ownership. (See Note A) (a) Amount beneficially owned: 480,000 (b) Percent of class: 6.9% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 480,000 (ii) Shared power to vote or to direct the vote N/A - ------------------------------------------------------------------------------ (iii) Sole power to dispose or to direct the disposition of - ------------------------------------------------------------------------------- 480,000 N/A (iv) Shared power to dispose or to direct the disposition of N/A Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. -------------------------------------- --------------------------------- CUSIP No. 482738 10 0 13G Page 6 of 6 Pages ------------ - -- -------------------------------------- --------------------------------- LIB_1 /0221472.01 SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement with respect to it is true, complete and correct. Date: February , 1997 /s/Daniel Swarovski Daniel Swarovski 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -----END PRIVACY-ENHANCED MESSAGE-----